Investment Companies

Investment Companies

Your listed funds team

finnCap’s investment companies team is a full-service listed-funds team with expertise in the emerging market and alternative funds sectors. We sponsor a wide range of corporate transactions, including fundraisings, changes of structure and changes of policy. We have a long history of operating in equity capital markets, in both investment companies and large cap single stock equities. We have developed strong relationships, built on a mutual trust, with some of the UK and the world’s largest institutions, wealth managers, hedge funds and sovereign wealth funds, meaning we could not be better placed in how we advise, promote the stories of, and access capital for our clients.

Our services

  • Fundraising advice on AIM, the Specialist Fund Segment and Premium Listings
  • Market maker in over 50 listed Investment Companies
  • Provider of individual stock or thematic written research, primarily focused on the alternative funds market
  • Strong sales relationships across a wide range of institutions, wealth managers and family offices  
  • Honest, relevant and concise advice on strategies to assist and grow investment companies

Why choose finnCap?

  • No.1 broker on AIM
  • Grant Thornton QCA Broker of the Year 2016 and 2018
  • Raised over £2.5bn in growth capital for our clients
  • Acted and advised on over 18 IPOs in the last three years

As an entrepreneurial team with a structured approach, the finnCap investment companies team prides itself on executing a simple and effective plan for both our corporate and institutional clients. We believe in providing our clients with honest, relevant and clear advice.

Get in touch

Monica Tepes

Research Director, Investment Companies

T: 020 3772 4698

Mark Whitfeld

Sales Director, Investment Companies

T: 020 3772 4697

Johnny Hewitson

Director, Investment Companies Sales & Trading

T: 020 7220 0558